Everything about Genocide totally explained
Genocide is the deliberate and systematic destruction of an ethnic, racial, religious, or national group.
While precise
definition varies among genocide scholars, a
legal definition is found in the 1948
United Nations Convention on the Prevention and Punishment of the Crime of Genocide. Article 2, of this convention defines genocide as "any of the following acts committed with intent to destroy, in whole or in part, a
national,
ethnical,
racial or
religious group, as such: killing members of the group; causing serious bodily or mental harm to members of the group; deliberately inflicting on the group conditions of life, calculated to bring about its physical destruction in whole or in part; imposing measures intended to prevent births within the group; [and] forcibly transferring children of the group to another group."
Coining of the term genocide
The term "genocide" was coined by
Raphael Lemkin (1900–1959), a
Polish-
Jewish legal scholar, in 1943, firstly from the
Greek root
génos (γένος) (
family, tribe or
race -
gene); secondly from
Latin -cide (
occido—to
massacre,
kill).
In Noah
1933, Lemkin prepared an essay entitled the
Crime of Barbarity in which genocide was portrayed as a crime against international law. The concept of the crime, which later evolved into the idea of genocide, originated with the experience of the
Assyrians massacred in
Iraq on
11 August 1933. To Lemkin, the event in Iraq evoked "memories of the
slaughter of Armenians" during
World War I. Lemkin's idea of genocide as an offense against international law was widely accepted by the international community and was one of the legal bases of the
Nuremberg Trials (the
indictment of the 24 Nazi leaders specifies in Count 3 that the defendants "conducted deliberate and systematic genocide—namely, the extermination of racial and national groups...") Lemkin presented a draft resolution for a Genocide Convention treaty to a number of countries in an effort to persuade them to sponsor the resolution. With the support of the United States, the resolution was placed before the General Assembly for consideration. Defining genocide in 1943, Lemkin wrote:
Generally speaking, genocide doesn't necessarily mean the immediate destruction of a nation, except when accomplished by mass killings of all members of a nation. It is intended rather to signify a coordinated plan of different actions aiming at the destruction of essential foundations of the life of national groups, with the aim of annihilating the groups themselves. The objectives of such a plan would be the disintegration of the political and social institutions, of culture, language, national feelings, religion, and the economic existence of national groups, and the destruction of the personal security, liberty, health, dignity, and even the lives of the individuals belonging to such groups. |
Genocide as a crime under international law
In the wake of
The Holocaust, Lemkin successfully campaigned for the universal acceptance of
international laws defining and forbidding genocide. This was achieved in 1948, with the promulgation of the
Convention on the Prevention and Punishment of the Crime of Genocide.
The
CPPCG was adopted by the
United Nations General Assembly on
9 December 1948 and came into effect on
12 January 1951 (Resolution 260 (III)). It contains an internationally-recognized definition of genocide which was incorporated into the national criminal legislation of many countries, and was also adopted by the
Rome Statute of the International Criminal Court, the treaty that established the
International Criminal Court (ICC). The Convention (in article 2) defines genocide:
...any of the following acts committed with [[#Internto destroy |
The first draft of the Convention included political killings, but the
USSR along with some other nations wouldn't accept that actions against groups identified as holding similar political opinions or social status would constitute genocide, so these stipulations were subsequently removed in a political and diplomatic compromise.
The Convention was manifestly adopted for humanitarian and civilizing purposes. Its objectives are to safeguard the very existence of certain human groups and to affirm and emphasize the most elementary principles of humanity and morality. In view of the rights involved, the legal obligations to refrain from genocide are recognized as erga omnes.
When the Convention was drafted, it was already envisaged that it would apply not only to then existing forms of genocide, but also "to any method that might be evolved in the future with a view to destroying the physical existence of a group". As emphasized in the preamble to the Convention, genocide has marred all periods of history, and it's this very tragic recognition that gives the concept its historical evolutionary nature.
The Convention must be interpreted in good faith, in accordance with the ordinary meaning of its terms, in their context, and in the light of its object and purpose. Moreover, the text of the Convention should be interpreted in such a way that a reason and a meaning can be attributed to every word. No word or provision may be disregarded or treated as superfluous, unless this is absolutely necessary to give effect to the terms read as a whole.
Genocide is a crime under international law regardless of "whether committed in time of peace or in time of war" (art. I). Thus, irrespective of the context in which it occurs (for example, peace time, internal strife, international armed conflict or whatever the general overall situation) genocide is a punishable international crime.
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Intent to destroy
In 1997 the
European Court of Human Rights (ECHR), noted in its judgement on
Jorgic v. Germany case that in 1992 the majority of legal scholars took the narrow view that "intent to destroy" in the CPPCG meant the intended physical-biological destruction of the protected group and that this was still the majority opinion. But the ECHR also noted that a minority took a broader view and didn't consider biological-physical destruction was necessary as the intent to destroy a group as a social unit was enough to qualify as genocide.
In the same judgement the ECHR reviewed the judgements of several international and municipal courts judgements. It noted that
International Criminal Tribunal for the Former Yugoslavia and the
International Court of Justice had agreed with the narrow interpretation, that biological-physical destruction was necessary for an act to qualify as genocide. The ECHR also noted that at the time of its the judgement, apart from courts in Germany which had taken a broad view, that there had been few cases of genocide under other Convention States
municipal laws and that "There are no reported cases in which the courts of these States have defined the type of group destruction the perpetrator must have intended in order to be found guilty of genocide".
In part
The phrase "in whole or in part" has been subject to much discussion by scholars of international humanitarian law. The
International Criminal Tribunal for the Former Yugoslavia found in
Prosecutor v. Radislav Krstic - Trial Chamber I - Judgment - IT-98-33 (2001) ICTY8 (2 August 2001) that Genocide had been committed. In
Prosecutor v. Radislav Krstic - Appeals Chamber - Judgment - IT-98-33 (2004) ICTY 7 (19 April 2004) paragraphs 8, 9, 10, and 11 addressed the issue of
in part and found that "the part must be a substantial part of that group. The aim of the Genocide Convention is to prevent the intentional destruction of entire human groups, and the part targeted must be significant enough to have an impact on the group as a whole." The Appeals Chamber goes into details of other cases and the opinions of respected commentators on the Genocide Convention to explain how they came to this conclusion.
The judges continue in paragraph 12, "The determination of when the targeted part is substantial enough to meet this requirement may involve a number of considerations. The numeric size of the targeted part of the group is the necessary and important starting point, though not in all cases the ending point of the inquiry. The number of individuals targeted should be evaluated not only in absolute terms, but also in relation to the overall size of the entire group. In addition to the numeric size of the targeted portion, its prominence within the group can be a useful consideration. If a specific part of the group is emblematic of the overall group, or is essential to its survival, that may support a finding that the part qualifies as substantial within the meaning of Article 4 [of the Tribunal's Statute]."
In paragraph 13 the judges raise the issue of the perpetrators' access to the victims: "The historical examples of genocide also suggest that the area of the perpetrators’ activity and control, as well as the possible extent of their reach, should be considered. ... The intent to destroy formed by a perpetrator of genocide will always be limited by the opportunity presented to him. While this factor alone won't indicate whether the targeted group is substantial, it can - in combination with other factors - inform the analysis." The
resolution commits the Council to action to protect civilians in armed conflict.
Criticisms of the CPPCG and other definitions of genocide
Much debate about genocides revolves around the proper definition of the word "genocide." The exclusion of social and political groups as targets of genocide in the CPPCG legal definition has been criticized by some historians and sociologists, for example M. Hassan Kakar in his book
The Soviet Invasion and the Afghan Response, 1979-1982 argues that the international definition of genocide is too restricted, and that it should include political groups or any group so defined by the perpetrator and quotes Chalk and Jonassohn: "Genocide is a form of one-sided mass killing in which a state or other authority intends to destroy a group, as that group and membership in it are defined by the perpetrator." While there are various definitions of the term, Adam Jones states that the majority of genocide scholars consider that "intent to destroy" is a requirement for any act to be labelled genocide, and that there's growing agreement on the inclusion of the physical destruction criterion.
Barbara Harff and Ted Gurr defined genocide as "the promotion and execution of policies by a state or its agents which result in the deaths of a substantial portion of a group ...[when] the victimized groups are defined primarily in terms of their communal characteristics, for example, ethnicity, religion or nationality." Harff and Gurr also differentiate between genocides and
politicides by the characteristics by which members of a group are identified by the state. In genocides, the victimized groups are defined primarily in terms of their communal characteristics, for example, ethnicity, religion or nationality. In politicides the victim groups are defined primarily in terms of their hierarchical position or political opposition to the regime and dominant groups. Daniel D. Polsby and Don B. Kates, Jr. state that "... we follow Harff's distinction between genocides and '
pogroms,' which she describes as 'short-lived outbursts by mobs, which, although often condoned by authorities, rarely persist.' If the violence persists for long enough, however, Harff argues, the distinction between condonation and complicity collapses."
According to
R. J. Rummel, genocide has 3 different meanings. The ordinary meaning is murder by government of people due to their national, ethnic, racial, or religious group membership. The legal meaning of genocide refers to the international treaty, the
Convention on the Prevention and Punishment of the Crime of Genocide. This also includes non-killings that in the end eliminate the group, such as preventing births or forcibly transferring children out of the group to another group. A generalized meaning of genocide is similar to the ordinary meaning but also includes government killings of political opponents or otherwise intentional murder. It is to avoid confusion regarding what meaning is intended that Rummel created the term
democide for the third meaning.
A major criticism of the international community's response to the Rwandan Genocide was that it was reactive, not proactive. The international community has developed a mechanism for prosecuting the perpetrators of genocide but hasn't developed the will or the mechanisms for intervening in a genocide as it happens. Critics point to the
Darfur conflict and suggest that if anyone is found guilty of genocide after the conflict either by prosecutions brought in the International Criminal Court or in an
ad hoc International Criminal Tribunal, this will confirm this perception.
International prosecution of genocide (ad hoc tribunals)
All signatories to the CPPCG are required to prevent and punish acts of genocide, both in peace and wartime, though some barriers make this enforcement difficult. In particular, some of the signatories — namely,
Bahrain,
Bangladesh,
India,
Malaysia, the
Philippines,
Singapore, the
United States,
Vietnam,
Yemen, and
Yugoslavia — signed with the proviso that no claim of genocide could be brought against them at the
International Court of Justice without their consent. Despite official protests from other signatories (notably
Cyprus and
Norway) on the ethics and legal standing of these reservations, the
immunity from prosecution they grant has been invoked from time to time, as when the United States refused to allow a charge of genocide brought against it by
Yugoslavia following the 1999
Kosovo War.
It is commonly accepted that, at least since
World War II, genocide has been illegal under
customary international law as a
peremptory norm, as well as under
conventional international law. Acts of genocide are generally difficult to establish for prosecution, because a chain of accountability must be established. International criminal courts and tribunals function primarily because the states involved are incapable or unwilling to prosecute crimes of this magnitude themselves.
Nuremberg Trials
Because the universal acceptance of
international laws, defining and forbidding genocide was achieved in 1948, with the promulgation of the
Convention on the Prevention and Punishment of the Crime of Genocide (CPPCG), those criminals who were prosecuted after the war in international courts, for taking part in
the Holocaust were found guilty of
crimes against humanity and other more specific crimes like murder. Nevertheless the Holocaust is universally recognized to have been a genocide and the term, that had been coined the year before by
Raphael Lemkin, appeared in the
indictment of the 24 Nazi leaders, Count 3, stated that all the defendants had "conducted deliberate and systematic genocide – namely, the extermination of racial and national groups..."
Former Yugoslavia
The term
Bosnian Genocide is used to refer either to
the genocide committed by Serb forces in
Srebrenica in
1995, or to
ethnic cleansing that took place during the 1992-1995
Bosnian War (an interpretation rejected by a majority of scholars).
In 2001 the
International Criminal Tribunal for the Former Yugoslavia (ICTY) judged that the 1995
Srebrenica massacre was an act of genocide.
On
February 26,
2007 the
International Court of Justice (ICJ), in the
Bosnian Genocide Case upheld the ICTY's earlier finding that the Srebrenica massacre constituted genocide, but found that the Serbian government hadn't participated in a wider genocide on the territory of Bosnia and Herzegovina during the war, as the Bosnian government had claimed.
On
12 July 2007,
European Court of Human Rights when dismissing the appeal by
Nikola Jorgic against his conviction for genocide by a German court (
Jorgic v. Germany) noted that the German courts wider interpretation of genocide has since been rejected by international courts considering similar cases. The ECHR also noted that in the
21 century "Amongst scholars, the majority have taken the view that ethnic cleansing, in the way in which it was carried out by the Serb forces in Bosnia and Herzegovina in order to expel Muslims and Croats from their homes, didn't constitute genocide. However, there are also a considerable number of scholars who have suggested that these acts did amount to genocide"
About 30 people have been indicted for participating in genocide or complicity in genocide during the early 1990s in
Bosnia. To date after several
plea bargains and some convictions that were successfully challenged on appeal only
Radislav Krstic had been found guilty of complicity in genocide in an international court. Three others have been found guilty of participating in genocides in Bosnia by German courts, one of whom
Nikola Jorgic lost an appeal against his conviction in the
European Court of Human Rights. Several former members of the Bosnian Serb security forces are currently on trial in Bosnia and Herzegovina indited on several charges including genocide.
Slobodan Milosevic, as the former President of Serbia and of Yugoslavia he was the most senior political figure to stand trial at the ICTY. He died on
11 March 2006 during his trial where he was as accused of genocide or complicity in genocide in territories within Bosnia and Herzegovina so no verdict was returned. The ICTY has issued a warrant for the arrest of
Radovan Karadzic and
Ratko Mladic on several charges including genocide but to date they've evaded arrest and remain at large.
Rwanda
The
International Criminal Tribunal for Rwanda (
ICTR) is a court under the auspices of the
United Nations for the prosecution of offenses committed in
Rwanda during the
genocide which occurred there during April, 1994, commencing on
April 6. The ICTR was created on
November 8,
1994 by the Security Council of the United Nations in order to judge those people responsible for the acts of genocide and other serious violations of the international law performed in the territory of Rwanda, or by Rwandan citizens in nearby states, between
January 1 and
December 31,
1994.
So far, the ICTR has finished nineteen trials and convicted twenty five accused persons. Another twenty five persons are still on trial. Nineteen are awaiting trial in detention. Ten are still at large. The first trial, of
Jean-Paul Akayesu, began in 1997.
Jean Kambanda, interim Prime Minister, pleaded guilty.
International prosecution of genocide (International Criminal Court)
To date all international prosecutions for genocide have been brought in specially convened international tribunals. Since
2002, the International Criminal Court can exercise its jurisdiction if national courts are unwilling or unable to investigate or prosecute genocide, thus being a "court of last resort," leaving the primary responsibility to exercise jurisdiction over alleged criminals to individual states. Due to the
United States concerns over the ICC, the United States prefers to continue to use specially convened international tribunals for such investigations and potential prosecutions.
Darfur
The on-going conflict in
Darfur,
Sudan, which started in
2003, was declared a "genocide" by
United States Secretary of State Colin Powell on
September 9,
2004 in testimony before the
Senate Foreign Relations Committee. Since that time however, no other permanent member of the UN Security Council has followed suit. In fact, in January 2005, an International Commission of Inquiry on Darfur, authorized by
UN Security Council Resolution 1564 of 2004, issued a report to the Secretary-General stating that "the Government of the Sudan hasn't pursued a policy of genocide." Nevertheless, the Commission cautioned that "The conclusion that no genocidal policy has been pursued and implemented in Darfur by the Government authorities, directly or through the militias under their control, shouldn't be taken in any way as detracting from the gravity of the crimes perpetrated in that region. International offences such as
the crimes against humanity and war crimes that have been committed in Darfur may be no less serious and heinous than genocide."
In March 2005, the Security Council formally referred the situation in Darfur to the Prosecutor of the International Criminal Court, taking into account the Commission report but without mentioning any specific crimes. Two permanent members of the Security Council, the
United States and
China, abstained from the vote on the referral resolution. As of his fourth report to the Security Council, the Prosecutor has found "reasonable grounds to believe that the individuals identified [inthe
UN Security Council Resolution 1593] have committed crimes against humanity and war crimes," but didn't find sufficient evidence to prosecute for genocide.
Genocide as a crime under municipal law
Since the Convention on the Prevention and Punishment of the Crime of Genocide (CPPCG) came into effect in January 1951 about 80 member states of the United Nations have passed legislation that incorporates the provisions of the CPPCG into their
municipal law.
Genocide in history
The preamble to the
CPPCG not only states that "genocide is a crime under international law, contrary to the spirit and aims of the United Nations and condemned by the civilized world", but that "at all periods of history genocide has inflicted great losses on humanity".
Determining which historical events constitute genocide and which are merely criminal or inhuman behavior isn't a clear-cut matter. Furthermore, in nearly every case where accusations of genocide have circulated, partisans of various sides have fiercely disputed the interpretation and details of the event, often to the point of promoting wildly different versions of the facts. An accusation of genocide is certainly not taken lightly and will almost always be controversial.
Revisionist attempts to deny or challenge genocides (mainly the Holocaust) are, in some countries, illegal.
Stages of genocide and efforts to prevent it
For genocide to happen, there must be certain preconditions. Foremost among them is a national culture that doesn't place a high value on human life. A totalitarian society, with its assumed superior ideology, is also a precondition for genocidal acts. In addition, members of the dominant society must perceive their potential victims as less than fully human: as “pagans,” “savages,” “uncouth barbarians,” “unbelievers,” “effete degenerates,” “ritual outlaws,” “racial inferiors,” “class antagonists,” “counterrevolutionaries,” and so on. In themselves, these conditions are not enough for the perpetrators to commit genocide. To do that—that is, to commit genocide—the perpetrators need a strong, centralized authority and bureaucratic organization as well as pathological individuals and criminals. Also required is a campaign of vilification and dehumanization of the victims by the perpetrators, who are usually new states or new regimes attempting to impose conformity to a new ideology and its model of society. |
In 1996
Gregory Stanton the president of
Genocide Watch presented briefing paper called "The 8 Stages of Genocide" at the
United States Department of State. In it he suggested that genocide develops in eight stages that are "predictable but not inexorable".
The Stanton paper was presented at the State Department, shortly after the Rwanda genocide and much of the analysis is based on why that genocide occurred. The preventative measures suggested, given the original target audience, were those that the United States could implement directly or use their influence on other governments to have implemented.
| Stage |
Characteristics |
Preventive measures |
1. Classification | People are divided into "us and them". |
"The main preventive measure at this early stage is to develop universalistic institutions that transcend... divisions."
|
2. Symbolization | "When combined with hatred, symbols may be forced upon unwilling members of pariah groups..." |
"To combat symbolization, hate symbols can be legally forbidden as can hate speech".
|
3. Dehumanization | "One group denies the humanity of the other group. Members of it are equated with animals, vermin, insects or diseases." |
"Local and international leaders should condemn the use of hate speech and make it culturally unacceptable. Leaders who incite genocide should be banned from international travel and have their foreign finances frozen."
|
4. Organization | "Genocide is always organized... Special army units or militias are often trained and armed..." |
"The U.N. should impose arms embargoes on governments and citizens of countries involved in genocidal massacres, and create commissions to investigate violations"
|
5. Polarization | "Hate groups broadcast polarizing propaganda..." |
"Prevention may mean security protection for moderate leaders or assistance to human rights groups...Coups d’état by extremists should be opposed by international sanctions."
|
6. Preparation | "Victims are identified and separated out because of their ethnic or religious identity..." |
"At this stage, a Genocide Emergency must be declared. ..."
|
7. Extermination | "It is "extermination" to the killers because they don't believe their victims to be fully human." |
"At this stage, only rapid and overwhelming armed intervention can stop genocide. Real safe areas or refugee escape corridors should be established with heavily armed international protection."
|
8. Denial | "The perpetrators... deny that they committed any crimes..." |
"The response to denial is punishment by an international tribunal or national courts."
|
In a paper for the
Social Science Research Council Dirk Moses criticises Stanton approach concluding:
In view of this rather poor record of ending genocide, the question needs to be asked why the "genocide studies" paradigm can't predict and prevent genocides with any accuracy and reliability. The paradigm of "genocide studies," as currently constituted in North America in particular, has both strengths and limitations. While the moral fervor and public activism is admirable and salutary, the paradigm appears blind to its own implication in imperial projects that are themselves as much part of the problem as they're part of the solution. The US government called Darfur a genocide to appease domestic lobbies, and because the statement cost it nothing. Darfur will end when it suits the great powers that have a stake in the region. |
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